The agency says issuer approval is required for true tokenized ownership, warning that many stock tokens sold to retail ...

The SEC clarifies that tokenized securities are subject to federal laws, ensuring registration and compliance under securities regulations.

Executives and industry groups pressed regulators to apply traditional securities rules to blockchain-based trading, pushing ...

Tokenizing a security does not change its legal status under US law.

U.S. Securities and Exchange Commissioner Mark Uyeda has signaled a broad reduction in disclosure requirements under ...

SEC’s new statement categorizes tokenized securities as issuer or third-party-sponsored, confirming securities laws apply to ...

Chairman Atkins retreated from the expansive “regulation by enforcement” approach of former SEC Chairman Gary Gensler and ...

Broker/dealer advocates are pressing Securities and Exchange Commission Chair Paul Atkins on what they claim is the agency’s enforcement approach to “shoot first and ask questions later,” a practice ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...