The Markets in Financial Instruments Directive (Mifid) was first adopted in 2007 in order to create a single market for the European financial services industry, focusing mostly on equities. But when ...
The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...
Once the texts are published in the Official Journal of the EU, they will enter into force 20 days after publication and apply immediately when they are changes to MiFIR while Member States will have ...
The House on Tuesday passed a bill to codify now-expired guidance from the Securities and Exchange Commission allowing U.S. broker-dealers to receive separate payments for research without being ...
Local government pension funds could find themselves reclassified as retail investors from 2017 under an upcoming European directive, raising questions over schemes’ access to certain investment ...
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