The issue of how investment research should be paid for by investors is controversial, long-standing and seemingly perennially the subject of legislative iterations, failure and unintended consequence ...
The issue of how firms should pay for investment research continues to be a controversial topic in the financial markets. The U.S. has maintained the approach it adopted before the mid-2000s, which is ...
New research payment unbundling rules under the second Markets in Financial Instruments Directive (MiFID II) could mean large investment banks will miss out on research budgets, according to a survey ...
The UK’s Financial Conduct Authority (FCA) has revised some of its proposals on implementation of the second Markets in Financial Instruments Directive (MiFID II), issuing its final rules and guidance ...
New research from the University of Bath shows the European Union’s MiFID II financial market reforms inadvertently reduced research activity and adversely affected liquidity in London’s main stock ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The effects of Mifid II are 'rippling' around the world and may cause other regulators to change their approach, Daniel Schlaepfer has said. The president and chief executive of Canadian trading firm ...
FRANKFURT/LONDON, Oct 18 (Reuters) - A major German banking lobby said on Wednesday new European regulations aimed at protecting consumers were too costly and too invasive. The European Union rules, ...
Changes to the way fund research is paid for after Mifid II may not be having the desired effect, thank to the tendency to pay for research via profit and loss in Europe, a report has suggested. Under ...
The difference between a millisecond and a nanosecond might be indistinguishable to the human eye, but the gap between a thousandth and a billionth of a second could cost the industry loads more money ...
Wall Street is headed for a fresh regulatory battle over how clients pay for investment research when a hard-fought reprieve from Europe’s tough MiFID II rules expires next month. American securities ...
New research from the University of Bath shows the European Union's MiFID II financial market reforms inadvertently reduced research activity and adversely affected liquidity in London's main stock ...