The deadline to register with Equifax and TransUnion is Saturday, Jan. 31, CIRO confirmed in an email. “We encourage anyone who received a letter [in fall 2025] and does not already have credit ...

Wei (Wendy) Seto admitted to engaging in personal financial dealings with five Dealer Member clients. Pursuant to the settlement agreement, Wei (Wendy) Seto agreed to a one-month suspension commencing ...

The Canadian Investment Regulatory Organization (CIRO) confirmed that the data breach it suffered last year impacts about 750 ...

CIRO is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.

SAINT JOHN, NB, Sept. 25, 2025 /CNW/ - During the Annual General Meeting of the Canadian Investment Regulatory Organization (CIRO), 10 Board Directors were re-elected by CIRO members and two new Board ...

TORONTO, Aug. 18, 2025 /CNW/ - On August 11, 2025, CIRO identified a cybersecurity threat. As a precaution, CIRO proactively shut down some of its systems to ensure their safety and immediately ...

Canadian Investment Regulatory Organization (CIRO) permanently banned former registrant Omer Naek after finding he ...

The hearing panel imposed the following sanctions on Kevin Douse: a) a permanent prohibition from conducting securities related business while in the employ of or associated with any Dealer Member of ...

Following several days of hearings last November, a hearing panel of the Canadian Investment Regulatory Organization (CIRO) ...