Situation Overview: On December 11, 2025, the Commodity Futures Trading Commission (CFTC) issued no-action relief regarding the correction of errors in swap transaction and pricing data submitted to a ...
On July 31, 2025, the Commodity Futures Trading Commission (“CFTC”) issued no-action relief for certain swap reporting counterparties that fail to submit a swap ...
On July 31, 2025, the Commodity Futures Trading Commission’s (CFTC’s) Division of Market Oversight (DMO) issued a no-action letter that will provide reporting counterparties relief from the ...
As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...
Staff from the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued No-Action Relief Letter 25-25 on July 31, 2025 to help ease compliance burdens placed on reporting ...
In 2012, the Commodity Futures Trading Commission (CFTC) exercised its newly created rule making authority under Section 21(b) of the Commodity Exchange Act (CEA) and released initial rules outlining ...
Situation Overview: On July 31, 2025, the Commodity Futures Trading Commission (CFTC) provided reporting counterparties relief from the swap data repository (SDR ...
The Commodity Futures Trading Commission (CFTC) recently announced several new staff letters and public statements with material consequences for legal and business professionals in the derivatives ...
Deutsche Bank is facing fresh charges of swaps data reporting violations after the US Commodity Futures Trading Commission (CFTC) accused the bank of reporting late and incorrect swaps data for ...
This spring saw a flurry of activity from Acting Chairman Caroline D. Pham and the US Commodity Futures Trading Commission (the Commission or CFTC) regarding changes to CFTC enforcement priorities.
Sept 17 (Reuters) - The U.S. derivatives regulator on Thursday said it was backing away from a controversial proposal to delay the trade reporting of some swaps, after a number of market participants ...
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